TITLE: Failure Localization in Optical Networks: A Study of Capacity-Efficient Restoration Algorithms AUTHOR: Sun-il Kim ABSTRACT: Protection against failures of links or nodes in high-speed optical networks can be achieved using path/link protection, covers of rings, or generalized loopback. We focus on node recovery using generalized loopback, which provides full robustness to single failures of links or nodes in a capacity-efficient manner. We study the connectivity between nodes with protection against any single link or node failure, and also consider the increase in routing path lengths as a result of providing link and node protection. We provide a failure model for node recovery based on this investigation and introduce metrics that capture a notion of failure localization. Using these measures, we quantify the generalized loopback algorithm's ability to perform node recovery by comparing it to that of double cycle cover. We also study the tradeoff between capacity and robustness to multiple failures for five sample networks. On average for the five sample networks, generalized loopback provide full connectivity with guaranteed protection from single node failures, while double cycle covers provide 61.2% connectivity. Generalized loopback incurs a 5.8% increase in routing path lengths, whereas double cycle cover has an increase of about 24.6%. Comparison with double cycle cover for the five different networks shows that generalized loopback provides the same level of failure localization while using 16% less capacity on average. With equal capacity, generalized loopback improves failure localization by an average of 22%. We apply genetic algorithm to find sets of digraphs that allow generalized loopback to achieve good failure localization. For the NJ LATA network and the ARPANET network, optimal sets of directions were found.